Litigation privilege applies to advice from consultants and lawyers from the time litigation becomes an issue

Scotthorne v. Four Seasons Conservatories (UK) Ltd [2010] UKEAT 0178_10_1405 (14 May 2010)

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25/06/2010

  • Litigation privilege starts with disciplinary proceedings which lead to a dismissal, and extends to advice by consultants as well as lawyers.
  • Legal advice privilege can only be claimed by an employer if its advisers are qualified lawyers.

The Claimant who had allegedly been abusive towards his employer was dismissed for gross misconduct after the employer had consulted his insurer.

The employee made a claim for unfair dismissal asserting that the employer had been trying to remove him for some time prior to his dismissal ostensibly for financial reasons and not for those reasons that the employer had stated. He applied to the ET for disclosure and inspection of documents that might prove his case.

The decision as to whether to allow disclosure of such documents depends on whether they are subject to legal advice privilege and/or litigation privilege.

Legal advice privilege could not be claimed by the Respondent as some of its insurer RBS Mentor's team are not qualified lawyers. Only advice given by a lawyer is protected by legal advice privilege.

Litigation privilege starts with disciplinary proceedings which lead to a dismissal.

From the time that the employer sought advice from its insurer regarding any potential litigation (of seeking to avoid litigation or assisting the Respondent in the event that litigation occurred) litigation privilege came into effect, whether or not the adviser was legally qualified or not.

Judge McMullen upheld the ET Judge's order and dismissed the Claimant's appeal noting that (after Chief Constable of Lincolnshire Police v Caston [2010] IRLR 327) interference with a Case Management Decision on a matter of discretion is rare.

Documents relevant to the request were read solely by Judge McMULLEN QC a procedure allowed (after New Victoria Hospital v Ryan [1993] IRLR 202 EAT) when judges are not involved in a trial but deciding issues of disclosure and inspection.

Judge McMullan had decided on the relevance and moreover the necessity of the documents after the Court of Appeal decision in CIBC v Beck [2010] IRLR 740.

The transcript of this case follows:-  

Scotthorne v. Four Seasons Conservatories (UK) Ltd [2010] UKEAT 0178_10_1405


Abroad      Agency      Appeals (ET)      Closed_Procedure      Compensation      Constuctive_Dismissal      Contract      Costs      Discrimination      Age Discrimination      Disability Discrimination      Race Discrimination      Religious Discrimination      Sex Discrimination      Sexual Orientation Discrimination      Discipline      Dispute_Resolution      Employer_Liability      Employment Status      Equal Pay      Harassment and Bullying At Work      Tribunal Hearing      Holidays and Holiday Pay      Employer Negotiations      Part-Time      Pay      Pensions      Palestine      Employment Tribunal Procedure      Restricted_Reporting_Orders      Sanctions      Sickness      Tribunal Settlement and Compromise Agreements      Time_Limits      Tupe      Unfair and Wrongful Dismissal      Union      Victimisation      Whistleblowing     


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